cdaefa:EFA Identity Assertion SAML2 Binding

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SAML 2.0 Profile for ECR Identity Assertions

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Assertion Element				Opt	Usage Convention
@Version				R	MUST be “2.0”
@ID				R	URN encoded unique identifier (UUID) of the assertion
@IssueInstant				R	time instant of issuance in UTC
Issuer				R	address URI that identifies the endpoint of the issuing service
Subject				R	This element defines the subject confirmation method of the user in order to use the Identity Assertion as a protection token. Moreover, it defines the subject name identifier that accords with the user identity.
	NameID			R	Identifier of the HP encoded as an X.509 subject name, an e-Mail address or as a string value (unspecified format). Only identifiers must be used that can be long-term tracked back to an individual person.
		@Format		R	MUST be urn:oasis:names:tc:SAML:1.1:nameid-format:unspecified or urn:oasis:names:tc:SAML:1.1:nameid-format:X509SubjectName or urn:oasis:names:tc:SAML:1.1:nameid-format:emailAddress For providing an OID as a subject identifier the unspecified format must be used. The OID must be provided as a string encoded in ISO format.
	SubjectConfirmation			R
		@Method		R	This element MUST hold a URI reference that identifies a protocol to be used to authenticate the subject.[SAML2.0core] The value of this element MUST be set to urn:oasis:names:tc:SAML:2.0:cm:holder-of-key or urn:oasis:names:tc:SAML:2.0:cm:bearer If the bearer method is used, the EFA Identity Assertion SHALL only be exchanged over secure channels with trusted endpoints in order to maintain confidentiality and message integrity.
		SubjectConfirmationData		R
			ds:KeyInfo	R	The XML Signature [XMLSignature] element MUST embed a cryptographic key that is only held by the user. This can be the user’s public key (ds:KeyValue/ds:RSAKeyValue), the complete user’s X.509 certificate (ds:X509Data/ds:X509Certificate), or an encrypted symmetric key (xenc:EncryptedKey [XMLEncryption]). This symmetric key MUST be encrypted by using the public key of the consumer service’s certificate [eFA PKI 1.2].
Conditions				R
	@NotBefore			R	time instant from which the assertion is useable. This condition MUST be assessed by the assertion consumer to proof the validity of the assertion.
	@NotOnOrAfter			R	time instant at which the assertion expires. This condition MUST be assessed by the assertion consumer to proof the validity of the assertion. The maximum validity timespan for an HCP Identity Assertion MUST NOT be more than 4 hours.
AuthnStatement				R
	@AuthnInstant			R	time instant of HP authentication in UTC
	@SessionNotOnOrAfter			O	Time instant of the expiration of the session
	AuthnContext			R
		AuthnContextClassRef		R	A URI reference that specifies the type of authentication that took place (see SAML 2.0).
AttributeStatement				R	HP identity attributes and permissions (see section below for details)
ds:Signature				R	Enveloped XML signature of the issuer of the HCP Identity Assertion (see section below for details).

German Profile

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The subject must refer to a health professional. The subject identifier must be provided as an OID. Only the following identitification schemes must be used. The order of the table denotes the order of preference.

Person Role	Scheme	Code System OID
Physician	Telematik ID This ID scheme MUST be preferred only if the Telematik ID is recorded within the HBA AUT certificate of the physician.	not defined yet
Physician	ID of the HBA AUT Certificate	1.2.276.0.76.4.75
Physician	Lebenslange Arztnummer KV	1.2.276.0.76.4.16
Physician Hospital Staff Practice Staff	Any internal identification scheme that guarantees a unique identification within the scope of the identified organization. The <representedOrganization> and an <id> for this organization MUST be recorded.	local code system

Assertion Signature

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Every HP Identity Assertion MUST be signed by its issuer. The XML signature MUST be applied by using the saml:Assertion/ds:Signature element as defined below.

Signature Parameter	Usage Convention
CanonicalizationMethod	SHOULD be http://www.w3.org/2001/10/xml-exc-c14n#
Transformation	Enveloped signature transform acc. to section 6.6.4 of [W3C XMLDSig] SHOULD be used (http://www.w3.org/2000/09/xmldsig#enveloped-signature). In addition, exclusive canonicalization SHOULD be defined as transformation (http://www.w3.org/2001/10/xml-exc-c14n#, acc. [W3C XMLDSig] and [W3C XML-EXC 1.0]). As inclusive namespaces other prefixes than the ones defined in EFA Namespaces MUST NOT be used.
SignatureMethod	For signing assertions the signature method http://www.w3.org/2001/04/xmldsig-more#rsa-sha256 or http://www.w3.org/2000/09/xmldsig#rsa-sha1 SHOULD be used. An assertion consumer MAY reject signatures that use SHA-1 for digesting.
DigestMethod	For signing assertions the digest method http://www.w3.org/2000/09/xmldsig#sha1 or http://www.w3.org/2001/04/xmlenc#sha256 SHOULD be used. An assertion consumer MAY reject SHA-1 digests.
KeyInfo	This element MUST either contain a wsse:SecurityTokenReference element which references the X.509 certificate of the assertion’s issuer by using a subject key identifier OR contain a ds:X509Data element which contains the X.509 certificate of the assertion issuer.

HCP Identity Attributes

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An identity assertion can carry an arbitrary number of attributes on the authenticated entity. Each attribute MUST be encoded using a SAML attribute element.

For ECR the following attribute names and catalogues are defined.

HP Identifier
FriendlyName	XSPA Subject
Name	urn:oasis:names:tc:xacml:1.0:subject:subject-id
Values	person’s full name according to http://www.ietf.org/rfc/rfc2256.txt chapter 5.4.
Type	String
Optionality	Mandatory
Description	This attribute SHALL contain the full name of the HP.
Structural Role of the HCP
FriendlyName	XSPA Role
Name	urn:oasis:names:tc:xacml:2.0:subject:role
Values	See ASTM E1986-98 (2005). Only the ASTM structural roles “dentist”, “nurse”, “pharmacist”, “physician”, “nurse midwife”, “admission clerk”, “ancillary services”, “clinical services”, and “health records management” MUST be used.
Type	String
Optionality	Mandatory
Delegated Rights
FriendlyName	OnBehalfOf
Name	urn:epsos:names:wp3.4:subject:on-behalf-of
Values	See ASTM E1986-98 (2005). Only the ASTM structural roles “dentist”, “pharmacist”, “physician”, “nurse midwife”, and “health record management” MUST be used.
Type	String
Optionality	Mandatory if a structural role of “ancillary services”, or “clinical services” is presented. For all other structural roles this attribute is optional
Description	If a person is acting on behalf of another person the role of this person MAY be provided with this attribute. If this attribute is included with a HCP identity assertion, the issuer of the assertion MUST be able to track back the delegation to the two natural persons involved. Only valid roles as defined for HCP structural roles MUST be used. An assertion consumer MAY decide not to accept delegated access rights by just ignoring this attribute.
Healthcare Professional Organisation
FriendlyName	XSPA Organization
Name	urn:oasis:names:tc:xspa:1.0:subject:organization
Values	Name of the Healthcare Professional Organisation
Type	String
Optionality	Optional
Description	This value SHOULD only be provided if different from the point of care (e.g. in cases where a hospital organization runs multiple points of care or where a hospital just provides a professional environment for otherwise independent care providers)
Healthcare Professional Organisation ID
FriendlyName	XSPA Organization Id
Name	urn:oasis:names:tc:xspa:1.0:subject:organization-id
Values	URN encoded OID of the Healthcare Professional Organisation
Type	URI
Optionality	Mandatory
Purpose of Use
FriendlyName	XSPA Purpose of Use
Name	urn:oasis:names:tc:xspa:1.0:subject:purposeofuse
Values	MUST be TREATMENT
Optionality	Optional
Description	ECR access is only granted for treatment purposes.
Point of Care
Attribute Name	XSPA Locality
Name	urn:oasis:names:tc:xspa:1.0:environment:locality
Values	String
Optionality	Optional
Description	Name of the hospital or medical facility where patient care takes place.

ECR regional networks MAY agree on further attributes. Any attributes not listed in this list MAY be ignored by the assertion consumer.

German Extensions

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Speciality of the HP
FriendlyName	EFA HP Organization Specialty
Name	urn:efa:2-0:subject:organization:specialty
Values	Values shall be taken from the value set 1.2.276.0.76.11.37 as defined by IHE Germany.
Type	String
Optionality	Optional
Description	EFA permissions are preferrably managed on the abstraction level of organizations. Therefore the respective clinical specialty of the identified EFA user's organization may be provided as an attribute to a HP Identity Assertion.

Example

   <saml:Attribute 
    FriendlyName="EFA HP Organization Specialty" 
    Name="urn:efa:2-0:subject:organization:specialty" 
    NameFormat="urn:oasis:names:tc:SAML:2.0:attrname-format:uri">
    <saml:AttributeValue 
     xmlns:xs="http://www.w3.org/2001/XMLSchema" 
     xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" 
     xsi:type="xs:string">ALLG
    </saml:AttributeValue>
   </saml:Attribute>

Example Assertion

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 <soap12:Envelope … >
 <soap12:Header … >
  <wsse:Security … > 
   <saml:Assertion xmlns:saml="urn:oasis:names:tc:SAML:2.0:assertion"
                   ID="_2c356d70-1215-42f9-93a0-fc6fab1c966e" 
                   IssueInstant="2009-09-21T12:03:28.788Z" Version="2.0">
   <saml:Issuer>urn:de:berlin:hp:idp</saml:Issuer>
    <ds:Signature xmlns:ds="http://www.w3.org/2000/09/xmldsig#">
     <ds:SignedInfo>
      <ds:CanonicalizationMethod
       Algorithm="http://www.w3.org/2001/10/xml-exc-c14n#" />
       <ds:SignatureMethod Algorithm="http://www.w3.org/2000/09/xmldsig#rsa-sha1" />
       <ds:Reference URI="#urn:uuid:7102AC72154DCFD1F51253534608780">
        <ds:Transforms>
         <ds:Transform 
          Algorithm="http://www.w3.org/2000/09/xmldsig#enveloped-signature" />
         <ds:Transform 
          Algorithm="http://www.w3.org/2001/10/xml-exc-c14n#">
          <ec:InclusiveNamespaces 
           xmlns:ec="http://www.w3.org/2001/10/xml-exc-c14n#" 
           PrefixList="ds saml xs" />
         </ds:Transform>
        </ds:Transforms>
        <ds:DigestMethod Algorithm="http://www.w3.org/2000/09/xmldsig#sha1" />
        <ds:DigestValue>A1LyLvFHRrYaOJ28YVFd3MfKGSI=</ds:DigestValue>
       </ds:Reference>
      </ds:SignedInfo>
      <ds:SignatureValue>cH+lCY … </ds:SignatureValue>
      <ds:KeyInfo>
       <ds:X509Data>
        <ds:X509Certificate> … </ds:X509Certificate>
       </ds:X509Data>
      </ds:KeyInfo>
     </ds:Signature>
     <saml:Subject>
      <saml:NameID 
       Format="urn:oasis:names:tc:SAML:1.1:nameid-format:X509SubjectName">
       ...
      </saml:NameID>
      <saml:SubjectConfirmation 
       Method="urn:oasis:names:tc:SAML:2.0:cm:holder-of-key">
       <saml:SubjectConfirmationData>
         <ds:KeyInfo>
           <ds:X509Data>
             <ds:X509Certificate> … </ds:X509Certificate>
           </ds:X509Data>
         </ds:KeyInfo>
        </saml:SubjectConfirmationData/>
      </saml:SubjectConfirmation>
     </saml:Subject>
     <saml:Conditions 
      NotBefore="2012-09-21T12:03:28.788Z" 
      NotOnOrAfter="2012-09-21T16:03:28.788Z">
    </saml:Conditions>
    <saml:AuthnStatement 
     AuthnInstant="2012-09-21T12:03:28.788Z" 
     SessionNotOnOrAfter="2012-09-21T16:03:28.788Z">
     <saml:AuthnContext>
     <saml:AuthnContextClassRef>
      urn:oasis:names:tc:SAML:2.0:ac:classes:X509
     </saml:AuthnContextClassRef>
     </saml:AuthnContext>
    </saml:AuthnStatement>
   <saml:AttributeStatement>
   <saml:Attribute 
    FriendlyName="XSPA Subject" 
    Name="urn:oasis:names:tc:xacml:1.0:subject:subject-id" 
    NameFormat="urn:oasis:names:tc:SAML:2.0:attrname-format:uri">
    <saml:AttributeValue 
     xmlns:xs="http://www.w3.org/2001/XMLSchema" 
     xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" 
     xsi:type="xs:string">Dr. Peter Meier
    </saml:AttributeValue>
   </saml:Attribute>
   <saml:Attribute 
    FriendlyName="XSPA Organization" 
    Name="urn:oasis:names:tc:xspa:1.0:subject:organization" 
    NameFormat="urn:oasis:names:tc:SAML:2.0:attrname-format:uri">
    <saml:AttributeValue 
     xmlns:xs="http://www.w3.org/2001/XMLSchema" 
     xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" 
     xsi:type="xs:string">Kreiskrankenhaus Neustadt
    </saml:AttributeValue>
   </saml:Attribute>
   </saml:Attribute>
   <saml:Attribute 
    FriendlyName="XSPA Role" 
    Name="urn:oasis:names:tc:xacml:2.0:subject:role" 
    NameFormat="urn:oasis:names:tc:SAML:2.0:attrname-format:uri">
    <saml:AttributeValue 
     xmlns:xs="http://www.w3.org/2001/XMLSchema" 
     xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" 
     xsi:type="xs:string">physician
    </saml:AttributeValue>
   </saml:Attribute>
   <saml:Attribute 
    FriendlyName="XSPA Purpose of Use" 
    Name="urn:oasis:names:tc:xspa:1.0:subject:purposeofuse" 
    NameFormat="urn:oasis:names:tc:SAML:2.0:attrname-format:uri">
    <saml:AttributeValue 
     xmlns:xs="http://www.w3.org/2001/XMLSchema" 
     xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" 
     xsi:type="xs:string">TREATMENT
    </saml:AttributeValue>
   </saml:Attribute>
   <saml:Attribute 
    FriendlyName="XSPA Locality" 
    Name="urn:oasis:names:tc:xspa:1.0:environment:locality" 
    NameFormat="urn:oasis:names:tc:SAML:2.0:attrname-format:uri">
    <saml:AttributeValue 
     xmlns:xs="http://www.w3.org/2001/XMLSchema" 
     xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" 
     xsi:type="xs:string">Kreiskrankenhaus Neustadt
    </saml:AttributeValue>
   </saml:Attribute>
  </saml:AttributeStatement>
 </saml:Assertion>
</wsse:Security>
</pre>

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